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Isaak Bond InvestmentS

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Established in 1977, Isaak Bond Investments has survived and thrived in the volatile & treacherous waters of the fixed income market for over 40 years. We are uniquely qualified to assess the needs of an individual or institution and match those needs with the ideal fixed income investment.

Although we represent all types of fixed income products, Isaak Bond specializes in municipal & corporate bonds. We realized early on that the only way to survive competitively with large national institutions, we had to provide superior service in a niche of the market.

Today this expertise serves us well. With the financial distress caused by the Great Recession of 07-08, specific understanding of local municipalities has never been more essential in making an informed investment decision. With confusion and turmoil also come unique opportunities. Let our more than 40 years of experience help you take advantage of these developing situations.

Isaak Bond Investments, Inc. is a member of SIPC, which protects customers securities of its members up to $500,000 (including $250,000 for claims for cash). Explanatory brochure available upon request or at SIPC.

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Business Continuity Plan Disclosure for Isaak Bond Investments

lsaak Bond Investments (IBI) is committed to providing the services and support systems necessary to conduct uninterrupted business under regular and irregular conditions. The Business Continuity Plan Disclosure (the “BCP”) provides summary detail on IBI’s risk mitigation strategy in the event of interruption(s) to daily business operations. The plan is designated to support all IBI obligations to clients and customers in the event of a major disruption. The BCP is intended to comply with obligations pursuant to regulatory rules and requirements as promulgated by the Financial Industry Regulatory Authority (“FINRA”).
IBI has one main facility, with a designated back up meeting facility, within a city-wide area to support general business operations (sales, trading, accounting, operations, and information technology). IBI also has a California branch office that can be utilized. The main, back up, and branch locations allow IBI to maintain lines of business in the event that a single area is affected by disruptions. Since IBI is an introducing broker-dealer, all IBI customer funds and securities are held at, and all 1BI trades are settled by our clearing firm, Hilltop Securities, Inc. (HTS). HTS is also critical in our BCP. Please refer to the attached HilltopSecurities Inc. Business Disruption Addendum for important information. Regardless of the scope of the disruption (firm-only, single building disruption, and area-wide disruption), IBI believes that our plan adequately identifies and mitigates our risk as it pertains to business continuity.

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IBI has one main facility, with a designated back up meeting facility, within a city-wide area to support general business operations (sales, trading, accounting, operations, and information technology). IBI also has a California branch office that can be utilized. The main, back up, and branch locations allow IBI to maintain lines of business in the event that a single area is affected by disruptions. Since IBI is an introducing broker-dealer, all IBI customer funds and securities are held at, and all 1BI trades are settled by our clearing firm, Hilltop Securities, Inc. (HTS). HTS is also critical in our BCP. Please refer to the attached HilltopSecurities Inc. Business Disruption Addendum for important information. Regardless of the scope of the disruption (firm-only, single building disruption, and area-wide disruption), IBI believes that our plan adequately identifies and mitigates our risk as it pertains to business continuity.

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